Based on Annex E - Draft model constitution for a Charitable Incorporated Organisation (Association)

The International Society for Condensed Matter Nuclear Science

Constitution of a Charitable Incorporated Organisation

Adopted on the ..................................

 

1.      Name

The name of the CIO is The International Society for Condensed Matter Nuclear Science and in this document it is called the CIO.

 

2.      National location of principal office

Option 1

The principal office of the CIO is in England.

Option 2

The principal office of the CIO is in Wales.

 

3.      Purpose

The purpose of the CIO is to promote the science of low energy nuclear reactions in condensed matter, also known as ‘Cold Fusion’ for the benefit of the public and to pursue any other charitable purpose as the Trustees in their absolute discretion think fit.

 

4.      Operational Powers

Option 1 The CIO has power to do anything which is calculated to further its purpose or is conducive or incidental to doing so.  Option 2 The CIO has power to do anything lawful which is calculated to further its purpose or is conducive or incidental to doing so, and in particular it has power to borrow money and to charge the whole or any part of its property as security for the repayment of the money borrowed.

5.      Use and application of property

The CIO must only use and apply its property in furtherance of the purpose stated in clause 3, and otherwise in accordance with this constitution, and none of the CIO’s property may be paid or transferred, directly or indirectly, by way of dividend, bonus or otherwise by way of profit to any of its members.

6.      Charity trustees: personal benefits and payments

(1) Expenses

A charity trustee of the CIO is entitled to be reimbursed by the CIO, or may pay out of the CIO’s funds, expenses properly incurred by him or her in the performance of his or her functions as such.

 

(2) Personal benefits

No charity trustee of the CIO shall obtain any personal financial benefit from any transaction or arrangement into which the CIO has entered, or otherwise from his or her position as charity trustee -

(a) Except in the following circumstances -

(i)                 where it is permitted in accordance with, and subject to the conditions in, section 73A or section 73F of the Charities Act 1993 (services provided by a charity trustee to the charity; trustee indemnity insurance); or

(ii)               where the benefit is permitted by the court or the Charity Commission; or

(iii)             where the charity trustee lends money to the charity on reasonable terms; or

(iv)              where the charity trustee leases property to, or allows the use of property by, the CIO on reasonable terms; or

(v)                where the benefit arises because of the interest of the charity trustee in a partnership or corporate body which enters into a transaction or arrangement with the CIO, so long as that interest does not exceed 1% of all the interests in the distributable profits of the partnership or corporate body; or

(vi)              where acceptance of the benefit cannot reasonably be regarded as likely to give rise to a conflict of interest, for example where the benefit is obtained as a beneficiary of the charity and is available on the same terms to other members of the beneficiary class,

 

     (b) And unless –

(i)                 before the arrangement or transaction is entered into, the charity trustee discloses to all the other charity trustees any material interest in it, or in any other person or body party to it (whether that interest is direct or indirect); and

(ii)               if the transaction or arrangement can reasonably be regarded as likely to give rise to a conflict of interest,

(iii)             the charity trustee takes no part in any decision by the members or charity trustees of the CIO whether the CIO enters into that transaction or arrangement or not; and

(iv)              he or she is not counted in the quorum necessary for the discharge of such business.

 

7. Membership of the CIO

 

(a)   Original members

The original member[s] of the CIO [is the person][are the people] who applied to the Commission for the CIO to be constituted and for its registration as a charity. [He is] [She is] [They are] -

…………………………………………………..….

The founding members of the CIO are all those members of the company limited by guarantee registered in England as the International Society for Condensed Matter Nuclear Science.

(b)   Admission of new members

i.        Eligibility

Membership of the CIO is open to anyone who is interested in furthering its purposes, and who, by applying for membership in a form approved by the trustees, has indicated his or her agreement to become a member. A member may be an individual, a corporate body, or an individual or corporate body representing a body which is not incorporated.

ii.      Admission procedure

The charity trustees of the CIO -

• may require applications for membership to be made in any reasonable way that they decide,

• may only refuse an application for membership if they reasonably believe that it is in the best interests of the CIO for them to do so,

• shall, if they decide to refuse an application for membership, give the applicant their reasons for doing so, within a reasonable time of the decision being taken, and give the applicant the opportunity to challenge the refusal, and

• shall give fair consideration to any such challenge, and shall inform the applicant of their decision, but any decision to confirm refusal of the application for membership shall be final.

(c)   Transfer of membership

Membership of the CIO cannot be transferred to anyone else.

(d)   Duty of members

It is the duty of each member of the CIO to exercise his or her powers as a member of the CIO in the way he or she decides in good faith would be most likely to further the purposes of the CIO.

(e)   Termination of membership

Membership of the CIO comes to an end if -

i.        the member dies, or (in the case of a corporate member) it ceases to exist;

ii.      the member sends a notice of resignation to the charity trustees;

iii.    any sum of money owed by the member to the CIO is not paid in full within six months of its falling due; or

iv.     the charity trustees decide that it is in the best interests of the CIO that the person in question should be removed from membership.

v.       Before the charity trustees take any decision to remove someone from membership of the CIO they must -

·        inform the member of the reasons why it is proposed to remove him or her from membership;

·        give the member at least 21 clear days notice in which to make representations to the charity trustees as to why he or she should not be removed from membership;

·        notwithstanding anything in clause 13, take the decision as to whether the person should be removed from membership or not at a duly constituted meeting of the charity trustees;

·        consider at such meeting any representations which the member makes as to why he or she should remain a member; and

·        allow the member, or the member’s representative, to make those representations at that meeting, if the member so chooses.

 

(f) Register of members

The CIO must keep a register of its members, and the name and address of each member, and the date on which a person was registered as a member, and the date on which any person ceases to be a member, shall be entered in the register.

 

(g) Subscriptions

The charity trustees of the CIO may require members to pay reasonable subscriptions to the CIO.

 

(h) Informal or associate (non-voting) Classes of membership

The charity trustees may create associate or other classes of non-voting membership, and may determine the rights and obligations of any such members (including payment of subscriptions, voting rights), and the conditions for admission to, and termination of membership of any such class of members.

Other references in this constitution to “members” and “membership” do not apply to non-voting members.

8. Members’ decisions

(1) Decisions that must be taken in a particular way

The following types of decision must be taken by means of a resolution at a general meeting of the members of the CIO, unless the resolution is agreed to by all of the members of the CIO, –

a decision to alter this constitution;

a decision to amalgamate the CIO with one or more other CIOs;

a decision to transfer the undertaking of the CIO to one or more other CIOs; or

a decision to wind up or dissolve the CIO.

Any such resolution must be passed by a 75% majority of those voting at the meeting.

 

(2) Other decisions

Any other decision of the members of the CIO may either be taken by means of a resolution at a general meeting, or in accordance with the following provisions –

The charity trustees may make a proposal for decision by the members.

(a) If they do, they must either -

(i) at the same time (so far as is reasonably practicable) send copies of the proposal to all the members of the CIO; or

(ii) if it possible to do so without undue delay, send the same copy to each member of the CIO in turn, (or different copies to each of a number of members in turn).

(b) The proposal shall indicate how, and by what date, a member is expected to give a response to the proposal.

(c) The proposal becomes a decision of the members of the CIO on the date when more than 50% of the CIO’s members have signified their agreement to the proposal, but if this has not occurred on or before the date referred to in paragraph (iii), the proposal lapses.

(d) Eligibility to vote on the proposal is limited to persons who are members of the CIO on the date when the proposal is first circulated in accordance with paragraph (ii) above.

(e) Not less than 5% of the members of the CIO may request the charity trustees to make a proposal for decision by the members.

(f) The charity trustees must within 21 days of receiving such a request comply with it if –

(i) The proposal is not frivolous or vexatious, and does not involve the publication of defamatory material;

(ii) The proposal is stated with sufficient clarity to enable effect to be given to it if it is agreed by the members; and

(iii) Effect can lawfully be given to the proposal if it is so agreed.

(g) Sub-clauses (a) to (d) apply to a proposal made at the request of members.

 

9. Meetings of members

(1) Types of meeting

There must be an annual general meeting of the members of the CIO. The first annual general meeting must be held within 18 months of the registration of the CIO, and subsequent annual general meetings must be held at intervals of not more than 15 months.

Other general meetings of the members of the CIO must be held in accordance with the following provisions.

(2) Calling meetings

(a) The charity trustees of the CIO -

(i) must call the annual general meeting of the members of the CIO in accordance with sub-clause (a) and may call any other general meeting of the members of the CIO at any time; and

(ii) must, within 21 days, call a general meeting of the members of the CIO if -

they receive a request to do so from not less than 10% of the members of the CIO; and

the request states the general nature of the business to be dealt with at the meeting, and is authenticated by the member(s) making the request.

 

(b) If, at the time of any such request, there has not been any general meeting of the members of the CIO for more than 12 months, the preceding paragraph shall have effect as if 5% were substituted for 10%.

(c) Any such request may include particulars of a resolution that may properly be moved, and is intended to be moved, at the meeting.

(d) A resolution may only “properly” be moved if it is lawful, and is neither defamatory, frivolous nor vexatious.

(e) Any general meeting called by the charity trustees of the CIO at the request of its members must be held within 28 days from the date on which it is called.

(f) If the charity trustees fail to comply with this obligation to call a general meeting of the members of the CIO at the request of its members, then the members who requested the meeting, or any of them representing more than one half of the total voting rights of all of them, may themselves call a general meeting.

(g) A general meeting called in this way must be held not more than 3 months after the date when the members first requested the meeting.

(h) Any reasonable expenses incurred by the members requesting the meeting by reason of the failure of the charity trustees duly to call a meeting must be reimbursed by the CIO, but the CIO shall be entitled to be indemnified by the charity trustees who were responsible for such failure.

 

(3) Notice of meetings

a.      The charity trustees of a CIO, or, as the case may be, the members of the CIO, must give at least 14 clear days notice of any general meeting of the members of the CIO, to all of the members, and to any charity trustee of the CIO who is not a member.

b.      If it is so agreed by a majority of not less than 90% of the members of the CIO, any resolution may be proposed and passed at the meeting even though the requirements of the preceding paragraph have not been complied with.

c.      The notice of any general meeting must –

(ii)               state the time and date of the meeting,

(iii)             give the address at which the meeting is to take place,

(iv)              give particulars of any resolution which is to be moved at the meeting, and of the general nature of any other business to be dealt with at the meeting, and

(v)                if a proposal to alter the constitution of the CIO is to be considered at the meeting, include the text of the proposed alteration.

(4) Procedure at meetings

(a) No business may be transacted at any general meeting of the members of the CIO unless a quorum is present when the meeting starts;

(b) Subject to the following provisions, a quorum is not less than [5%] of the members of the CIO present in person. A corporate member who, in accordance with sub-clause (f) below, is represented by a person present at the meeting is present in person;

(c) If a quorum is not present within 15 minutes of the time stated in the notice calling the meeting as the time of the meeting, the meeting, if called by or at the request of members, is closed.

(d) In any other case the meeting is adjourned to such other time, date and place as may be determined by the chairman of the meeting.

(e) If a quorum is not present within 15 minutes of the time so determined as the start of the adjourned meeting, the member or members present at the meeting is or are a quorum.

(f) The chair (if any) of the CIO, or such other person as may be nominated for the purpose by the charity trustees of the CIO, must, if present at the general meeting and willing to act, preside as chair of the meeting. Subject to that, the members of the CIO who are present at a general meeting shall elect a chair to preside at the meeting.

(g) Any of the following decisions must be taken by a 75% majority of those voting at the meeting -

(i) a decision to alter the constitution of the CIO;

(ii) a decision to amalgamate the CIO with one or more other CIOs;

(iii) a decision to transfer the undertaking of the CIO to one or more other CIOs; or

(iv) a decision to wind up or dissolve the CIO.

(h) Any other decision shall be taken by a simple majority of those voting at the meeting.

(i) A resolution put to the vote of a meeting shall be decided on a show of hands, unless before or on the declaration of the result of the show of hands a poll is duly demanded. A poll may be demanded by the chair or by not less than 10% of the members present in person or by proxy at the meeting. A poll may not be demanded on the question of the election of a chair or on a question of adjournment.

(j) A poll shall be taken, and the result of the poll shall be announced, in such manner as the chair of the meeting shall decide.

(k) A poll may be taken -

(i) at the meeting at which it was demanded, or

(ii) at some other time and place specified by the chair, or

(iii) through the use of postal or electronic communications.

(l) But the poll shall be taken, and the result of the poll announced, within 30 days of the demand for the poll.

(m) In the event of an equality of votes, whether on a show of hands or on a poll, the chair of the meeting shall have a casting vote.

 

(5) Proxy voting

Any member of the CIO is entitled to appoint another person as a proxy to exercise all or any of that member’s rights to attend and to speak and vote at a general meeting of the CIO.

Any proxy shall, before admission to the meeting, provide the CIO with evidence of his authority to act as a proxy for a member at that meeting.

The CIO may rely on that evidence unless and until it is notified by the member that the authority has been terminated.

(6) Representation of corporate members

If a corporate body is a member of the CIO it may, by a decision of its governing body, authorise a person to act as its representative at any general meeting of the CIO.

The representative is entitled to exercise the same powers on behalf of the corporate body as the corporate body could exercise if it were an individual member of the CIO.

(7) Adjournment of meetings

The chair may with the consent of a meeting at which a quorum is present (and shall if so directed by the meeting) adjourn the meeting from time to time and from place to place, but no business shall be transacted at an adjourned meeting other than business which might properly have been transacted at the meeting had the adjournment not taken place.

 


10. Charity trustees

(1) Functions

The CIO’s charity trustees shall manage the affairs of the CIO and may for that purpose exercise all the powers of the CIO.

(2) Duties of charity trustees

It is the duty of each charity trustee of the CIO -

(a) to exercise his or her powers and to perform his or her functions as a trustee of the CIO in the way he or she decides in good faith would be most likely to further the purposes of the CIO; and

(b) to exercise, in the performance of those functions, such care and skill as is reasonable in the circumstances having regard in particular to any special knowledge or experience that he or she has or professes to have, and, if he or she acts as a charity trustee of the CIO in the course of a business or profession, to any special knowledge or experience that it is reasonable to expect of a person acting in the course of that kind of business or profession.

(3) First charity trustees

The first charity trustees of the CIO shall be –

.............................................................................

.............................................................................

.............................................................................

The first charity trustees of the CIO are all those directors of the company limited by guarantee registered in England as the International Society for Condensed Matter Nuclear Science.

(4) Termination of charity trusteeship and appointment of charity trustees

(a) At the first annual general meeting of the members of the CIO all the charity trustees of the CIO shall retire from office;

(b) At every subsequent annual general meeting of the members of the CIO, one-third of the charity trustees of the CIO shall retire from office. If the number of charity trustees is not three or a multiple of three, then the number nearest to one-third shall retire from office, but if there is only one charity trustee, he or she shall retire;

 (c) The charity trustees to retire by rotation shall be those who have been longest in office since their last appointment or reappointment, but as between people who were last appointed or reappointed on the same day those to retire shall, unless they otherwise agree among themselves, be determined by lot;

(d) The vacancies so arising may be filled by the decision of the members at the annual general meeting;

(e) Subject to the preceding provisions of this clause, a charity trustee of the CIO ceases to hold office if –

(i) he retires by notifying the CIO accordingly;

(ii) he dies, or in the case of a corporate charity trustee, ceases to exist;

(iii) he becomes incapable by reason of mental disorder, illness or injury of managing and administering his own affairs; or

(iv) he becomes disqualified for acting as a charity trustee of the CIO, and has not obtained a waiver from the Charity Commission which would permit him to act in the administration of the CIO within 3 months of the date of the event which gave rise to the disqualification.

(f) Either the members or the charity trustees of the CIO may at any time decide to appoint a new charity trustee, whether in place of a charity trustee who has ceased to hold office as the result of the preceding provisions of this clause, or as an additional charity trustee, provided that the limit specified in clause 10 on the number of charity trustees would not as a result be exceeded.

(g) A person so appointed by the members of the CIO shall retire in accordance with the provisions of sub-clauses (b) and (c) above. A person so appointed by the charity trustees of the CIO shall retire at the conclusion of the annual general meeting next following the date of his appointment, and shall not be counted for the purpose of determining which of the charity trustees is to retire by rotation at that meeting.

(h) Any person retiring from office under sub-clauses (b), (c) or (g) above is eligible for reappointment.

 

(5) Register of charity trustees

The CIO must keep a register of its charity trustees, and the following particulars of each charity trustee must be entered in the register-

(a) In the case of an individual -

(i) the trustee’s name, and any former name;

(ii) an address at which documents may be effectively served on the trustee;

(iii) the country or state (or part of the United Kingdom in which the trustee is usually resident);

(iv) the trustee’s nationality;

(v) the trustee’s business occupation; and

(vi) the trustee’s date of birth;

(b) and in the case of any other charity trustee, the particulars which are set out in Regulation 58 of The Charitable Incorporated Organisations (General) Regulations 2008.

 

11. Minimum number of charity trustees for the effective transaction of business

There shall be a minimum of [two] charity trustees of the CIO required for the effective transaction of any business other than –

(i)                 calling a meeting of the charity trustees or the members of the CIO;

(ii)               appointing a new charity trustee of the CIO; or

(iii)             admitting new members of the CIO.

 

12. Maximum number of charity trustees who may be appointed

Neither the members of the CIO nor the charity trustees may appoint a charity trustees at any time when the effect of an appointment would be that there were more than [12] charity trustees.

 

13. Taking of decisions by charity trustees

Any decision may be taken either at a meeting of the charity trustees or in some other way agreed to by all of the charity trustees.

 

14. Delegation by charity trustees

The charity trustees may delegate any of their powers to a committee or committees, and, if they do, they must determine the terms and conditions on which the delegation is made. The charity trustees may at any time alter those terms and conditions, or revoke the delegation.

This power is in addition to any other power of delegation available to the charity trustees of the CIO, but is subject to the following requirements -

i.        a committee may consist of one or more persons, but at least one member of each committee must be a charity trustee;

ii.      the acts and proceedings of any committee shall be brought to the attention of the charity trustees as a whole as soon as is reasonably practicable; and

iii.    the charity trustees shall from time to time review the arrangements which they have made for the delegation of their powers.

 

15. Meetings of charity trustees

(1) Calling meetings

Any charity trustee may call a meeting of the charity trustees.

Subject to that, the charity trustees shall decide how their meetings are to be called, and what notice is required.

(2) Procedure at meetings

(i)                 No decision shall be taken at a meeting unless a quorum is present at the time when the decision is taken. The quorum is two charity trustees, or the number nearest to one third of the total number of charity trustees, whichever is greater, or such larger number as the charity trustees may decide from time to time. A charity trustee shall not be counted in the quorum present when any decision is made about a matter upon which he or she is not entitled to vote.

(ii)               Questions arising at a meeting shall be decided by a majority of those eligible to vote.[ A poll may be demanded by any trustee.

(iii)             A poll shall be taken, and the result of the poll shall be announced, in such manner as the chairman of the meeting shall decide. A poll may be taken -

a.      at the meeting at which it was demanded, or

b.      at some other time and place specified by the chairman, or

c.      through the use of postal or electronic communications.

(iv)              But the poll shall be taken, and the result of the poll announced, within 30 days of the demand for the poll.]

(v)                In the case of an equality of votes, [whether on a show of hands or on a poll,] the person who chairs the meeting shall have a second or casting vote.

(vi)              The charity trustees may appoint one of their number to chair their meetings and may at any time revoke such appointment. If no-one has been so appointed, or if the person appointed is unwilling to preside or is not present within 10 minutes after the time appointed for the meeting, the charity trustees present may appoint one of their number to chair that meeting.

 

 

16. Use of electronic communications

(i)                 To the CIO; Any member of the CIO may communicate electronically with it, so long as the communication is authenticated in a manner which is satisfactory to the CIO.

(ii)               By the CIO;  Any member of the CIO is to be taken, by admission to membership, to have agreed to the receipt of communications from the CIO in electronic form, unless the member has indicated to the charity trustees of the CIO their unwillingness to receive such communications in that form.

 

The charity trustees of the CIO may, subject to compliance with any legal requirements, by means of publication on its website -

  • provide its members with the notice referred to in clause 9(3) above [general meetings]; and
  • submit any proposal to its members under clause 8(2) above.

 

17. CIO records

The charity trustees must keep adequate records of their own proceedings, of the proceedings of any committee, and of the proceedings of the members of the CIO, whether those proceedings take place at meetings or not.

The records should include details of persons present, any appointments made and of other decisions taken in the course of those proceedings.

 

18. Accounting records, accounts, annual reports and returns, register maintenance

The charity trustees of the CIO shall comply with the requirements of Part 6 of the Charities Act 1993 with regard to the keeping of accounting records, to the preparation and scrutiny of accounts, and to the preparation of annual reports and returns. The accounts, reports and returns shall be sent to the Charity Commission, regardless of the income of the CIO.

The charity trustees of the CIO must notify the Commission promptly of any change in the particulars of the charity entered on the Central Register of Charities.

 

19. Rules

The charity trustees of the CIO may from time to time make such reasonable and proper rules or bye laws as they may deem necessary or expedient for the proper conduct and management of the CIO, but no such rules or bye laws shall be inconsistent with any provision of this constitution.

20. Amendment of constitution

iv.     This constitution can only be amended by the unanimous resolution of the members of the CIO or by a resolution passed by a 75% majority of those voting at a general meeting of the members of the CIO.

v.       Any alteration of clause 3 (Purpose), of clause 23 (Destination of the CIO’s assets on dissolution) or of any provision where the alteration would provide authorisation for any benefit to be obtained by charity trustees or members of the CIO or persons connected with them, requires the prior written consent of the Charity Commission.

vi.     A copy of the resolution, together with a copy of the CIO’s constitution as amended must be sent to the Commission by the end of the period of 15 days beginning with the date of passing of the resolution, and the amendment does not take effect until it has been registered by the Commission.

 

21. Winding up and dissolution

Any decision to wind up or dissolve the CIO can only be taken by the unanimous resolution of the members of the CIO, or by a resolution passed by a 75% majority of those voting at a general meeting of the members of the CIO.

 

22. Liability of members to contribute to the assets of the CIO if it is wound up

Option 1

The members of the CIO have no liability to contribute to its assets if it is wound up, and accordingly have no personal responsibility for the settlement of its debts and liabilities.

Option 2

(1) The members of the CIO are, if the CIO is wound up, each liable to contribute to the assets of the CIO such amount (but not more than Ł[...]) as may be required for payment of the debts and liabilities of the CIO contracted before that person ceases to be a member, for payment of the costs, charges and expenses of winding up, and for adjustment of the rights of the contributories among themselves.

 

(2) In sub-clause (a) “member” includes any person who was a member of the CIO within 12 months prior to the commencement of the winding up.

(3) But subject to that, the members of the CIO have no liability to contribute to its assets if it is wound up, and accordingly have no personal responsibility for the settlement of its debts and liabilities beyond the amount that they are liable to contribute.

 

23. Destination of the CIO’s assets on dissolution

vii.   Any resolution for the winding up of the CIO, or for the dissolution of the CIO without winding up, may contain a provision directing how any assets of the CIO remaining after the payment of all its debts shall be applied.

viii. If the resolution does not contain such a provision, the charity trustees must decide how any assets of the CIO remaining after the payment of all its debts shall be applied.